TDA-Schwab Transition Information Update Step 1 of 7 - Instructions 0% InstagramThis field is for validation purposes and should be left unchanged.As TD Ameritrade transitions to Schwab ... Help us to ensure that our records are current before your financial information transitions from TDA to Schwab. The transition is almost entirely paperless as most of your current information on file with TDA will automatically transfer to Schwab. By updating your information now, we can minimize the need for forms after the transition. We ask that you please submit this form by July 21, 2023. Thank you for your time and effort! Instructions Please complete all areas which apply to you or to both you and your spouse/partner (like primary residence address). Your spouse/partner must also complete this form separately to submit changes which apply only to themself (like mobile phone, email, employment info). Required fields are denoted with an asterisk (*) next to the field name. Let's Begin!Your selections on this first page will customize the rest of the form, showing only applicable areas.I am completing this form for ...*The reason for this question is so that you are not burdened with completing duplicate information which has already been submitted by your spouse/partner. Myself only as I do not have a spouse/partner Myself including information my spouse/partner and I share (like primary residence) Myself only as my spouse/partner has already included the information we share (like primary residence) About YouThe questions on this page are about YOU. Consider entering the name you typically use such as on bank accounts, investment accounts, and driver's license.First Name*Middle NameLast Name*SuffixDesignationsPersonal Mobile*Personal Primary Email* Driver's License InformationDriver's Licence #*State*AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyomingArmed Forces AmericasArmed Forces EuropeArmed Forces PacificDate Issued* MM slash DD slash YYYY Date Expires* MM slash DD slash YYYY About Where You LiveThe primary address must be a physical location (your home) and not a post-office box. Primary Residence Address*Primary address must be a physical location (your home) and not a post-office box. Street Address Address Line 2 City State StateAlabamaAlaskaAmerican SamoaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaGuamHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaNorthern Mariana IslandsOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahU.S. Virgin IslandsVermontVirginiaWashingtonWest VirginiaWisconsinWyomingArmed Forces AmericasArmed Forces EuropeArmed Forces Pacific ZIP Code Primary Residence PhoneIf you have a land-line.Primary Residence FaxIf you have a land-line.Is your mailing address different than your primary residence?* Yes No Mailing Address*If your mailing address is DIFFERENT than your primary address. Street Address Address Line 2 City State StateAlabamaAlaskaAmerican SamoaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaGuamHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaNorthern Mariana IslandsOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahU.S. Virgin IslandsVermontVirginiaWashingtonWest VirginiaWisconsinWyomingArmed Forces AmericasArmed Forces EuropeArmed Forces Pacific ZIP Code Do you have a second residence?*For example a vacation home, or a summer or winter home where you live part of the year. Yes No Second Residence Address*For example a vacation home, or a summer or winter home where you live part of the year. Street Address Address Line 2 City State StateAlabamaAlaskaAmerican SamoaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaGuamHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaNorthern Mariana IslandsOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahU.S. Virgin IslandsVermontVirginiaWashingtonWest VirginiaWisconsinWyomingArmed Forces AmericasArmed Forces EuropeArmed Forces Pacific ZIP Code Second Residence PhoneIf you have a land-line. Your Employment Status* Employed Self-employed Unemployed Retired Homemaker Student About Where You WorkThis section also applies if you are self-employed. Company Name*Job Title*Work Address* Street Address Address Line 2 City State State/ProvinceAlabamaAlaskaAmerican SamoaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaGuamHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaNorthern Mariana IslandsOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahU.S. Virgin IslandsVermontVirginiaWashingtonWest VirginiaWisconsinWyomingArmed Forces AmericasArmed Forces EuropeArmed Forces Pacific ZIP Code Work Phone Number* Do you have a Trust?* Yes No About Your Trust Note: When we open your account, we will include the title, trustee(s), and effective date in the account registration. If you are unsure of the proper title of your trust, you should consult with your attorney. Example of a proper Trust title: The Doe Family Trust, John A. Doe OR Jane B. Doe TTEES, UA 1/1/2001 Trust Title*Effective Date* MM slash DD slash YYYY Trust SSN/Tax ID*Trustee #1 Name* First Middle Last Suffix Trustee #2 NameIf there is a second trustee listed. First Middle Last Suffix About Your Financial InformationAnnual Household Income*Select the range which best describes your household's total annual income. Under $15,000 $15,000 to $24,999 $25,000 to $49,999 $50,000 to $99,999 $100,000 to $249,999 $250,000 or more Approximate Household Net Worth*Select the range which best describes your household's total net worth, excluding your primary residence. Under $15,000 $15,000 to $24,999 $25,000 to $49,999 $50,000 to $99,999 $100,000 to $249,999 $250,000 to $499,999 $500,000 to $999,999 $1,000,000 to $1,999,999 $2,000,000 or more Do you have your latest tax return handy?*This is optional, but the information will help us incorporate your personal tax considerations during real-time portfolio management operations. Yes No Tax Year*The calendar year to which your tax return applies. For example, a tax return filed in 2024 applies to tax year 2024.Please enter a number from 2022 to 2099.Filing Status*Filing status shown on Form 1040, page-1, "Filing status" Individual Married Filing Jointly Head of Household Married Filing Separately Taxable IncomeTaxable Income is typically shown on Form 1040, line 15.Please enter a number from 0 to 9999999.Capital Loss CarryoverTotal Capital Loss Carryover is typically shown on schedule D, line 16.Please enter a number from 0 to 9999999. Children who live with youList only those children or step-children who reside with you at your primary residence. List each child on a separate line. Include their full name and date of birth (SSN-optional).
